FNBB Capital Markets, LLC Services
Note: FNBB Capital Markets, LLC is a state registered investment advisor with its main office located in Birmingham, Alabama. Investment services are available in states in which the investment advisor is registered or as permitted by exemption. To view the states in which FNBB Capital Markets, LLC is registered go to FNBB CAPITAL MARKETS, LLC – Brokerage/Investment Adviser Firm (sec.gov)
Not FDIC insured and not guaranteed by this bank.
FNBB CM Customer Relationship Summary
Order Routing Disclosure (SEC Rule 606)
FNBB Capital Markets, LLC is an introducing broker utilizing HilltopSecurities as its clearing firm for all clearing and settlement and adopts its reports by reference. FNBB Capital Markets, LLC does not hold customer cash or securities.
To obtain best execution and redundant execution facilities, HilltopSecurities routes equity and option orders to a diverse group of market centers and regularly monitors the quality of the executions received. Please see HilltopSecurities Order Routing disclosures for more information.
Link:
Order Routing Disclosure – HilltopSecurities